SEC Reporting is a core competency of all DCG Controllers. We have significant experience in the following areas:
- Preparing Forms 10-K and 10-Q, including footnotes, MD&A, and certifications, and preparing the support required for annual audits and quarterly reviews. We also work closely with clients’ legal counsel to prepare Forms 8-K, S-3, and S-4.
- Working with companies that are tracking to become public-reporting entities. Preparation for a successful S-1 filing often occurs 6-8 quarters prior to the targeted registration date. We work with development-stage companies to help them develop the financial reporting information that will be required in their registration statement, while also developing the financial reporting processes and capabilities required once the company becomes a public-reporting entity.
- Addressing SEC Comment Letters. We work with our clients to prepare an appropriate, well-documented response, while also addressing the underlying internal issues to ensure future compliance with SEC regulations.
- Supporting transactional events. Many strategic events, such as mergers, acquisitions, or asset sales, require specific disclosures and filings, such as Proxy Statements and Pro Forma financial statements.